Privacy Policy

Privacy Pledge and Notification

Taos Global Investors, LLC (“Taos”) respects your right to privacy.  We are committed to securing the confidentiality and integrity of your personal information.  Our policy is to keep this information confidential and strictly safeguarded, and to use or disclose it only as needed to provide services to you, or as required by law.

Why We Collect Your Information

We gather information about you and your accounts so that we can know who you are and thereby prevent unauthorized access to your information, check appropriateness of investments, and comply with the laws and regulations that govern us.

What Information We Collect

We may collect the following types of ‘nonpublic personal information’ about you:

  • Information about your identity, such as your name, address, financial information, and employment status;
  • Investment objectives and experience;
  • Information about your transactions with us;
  • Information about your specific accounts with us.

Sources From Which We Obtain Your Information

We collect nonpublic personal information about Clients from the following sources:

  • Information we receive from you on applications or other forms;
  • Information about your transactions with us, our affiliates, or others, and
  • If you visit our web site, information we collect via a web server, often referred to as a “cookie.”  Cookies indicate where a site visitor has been online and what has been viewed.

What Information We Disclose

We do not disclose any nonpublic personal information about our customers or former customers to anyone, except as required by law.  Moreover, we will not release information about our customers or former customers unless one of the following conditions is met:

  • We receive your prior written consent.
  • We believe the recipient to be you or your authorized representative.
  • We are required by law to release information to the recipient.
  • To third parties that we hire to help us provide products and services to you.

We only use information about you and your account to help us better serve your investment needs or to suggest services or educational materials that may be of interest to you.

Confidentiality And Security

We maintain physical, electronic and procedural safeguards to guard your personal account information.  To further protect your privacy, our website uses Internet security, including data encryption, user names and passwords, and other tools.

We also restrict access to your personal and financial data to authorized Taos associates who have a need for these records.  We require all nonaffiliated organizations to conform to our privacy standards and are contractually obligated to keep the information provided confidential and used as requested.  Furthermore, we will continue to adhere to the privacy policies and practices described in this notice even after your account is closed or becomes inactive.


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